PDF Version DemoCSI CSC1 Exam Overview:
| Certification Vendor: | Canadian Securities Institute (CSI) |
|---|---|
| Exam Name: | Canadian Securities Course Exam 1 |
| Exam Number: | CSC1 |
| Passing Score: | 60% (600/1000) |
| Real Exam Qty: | 100 |
| Available Languages: | English, French |
| Related Certifications: | Canadian Investment Funds Course (CIFC) Canadian Securities Course Exam 2 (CSC2) Certified Financial Planner (CFP) – prerequisite pathway |
| Certificate Validity Period: | 3 years from completion |
| Exam Price: | CAD 450–550 (varies by region and delivery mode) |
| Exam Format: | Computer-based, Multiple-choice questions, Proctored |
| Exam Duration: | 120 minutes |
| Recommended Training: | CSC Official Study Materials CSI Online Learning Platform |
| Exam Registration: | CSI Official Registration |
| Sample Questions: | CSI CSC1 Sample Questions |
| Exam Way: | Online remote proctored or in-person at authorized test centres across Canada |
| Pre Condition: | No formal prerequisites; open to all individuals; recommended for those entering securities, investment or financial advisory roles |
| Official Syllabus URL: | https://www.csi.ca/en/learning/courses/csc/ |
CSI CSC1 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Common and Preferred Shares | 13% | - Dividends and corporate actions - Equity features and rights - Valuation and classification |
| Features and Types of Fixed-Income Securities | 12% | - Government and corporate bonds - Characteristics, risks and benefits - Types of fixed-income instruments |
| Derivatives | 10% | - Uses, risks and basic strategies - Options, futures and forwards |
| Equity Transactions | 10% | - Trading mechanics and regulations - Order types and execution - Margin and short selling |
| Pricing and Trading of Fixed-Income Securities | 11% | - Valuation and pricing methods - Trading and settlement processes - Price-yield relationship |
| The Canadian Investment Marketplace | 16% | - Regulators and self-regulatory organizations - Market participants and roles - Structure of Canadian financial system |
| Financing and Listing Securities | 7% | - Primary market and issuance process - Listing requirements and rules |
| Regulation and Ethics | 8% | - Client suitability and disclosure - Code of conduct and ethical standards - Industry regulations and compliance |
| The Economy | 13% | - Monetary and fiscal policy - Macroeconomic principles and indicators - Impact of economic factors on investments |
CSI Canadian Securities Course Exam 1 Sample Questions:
Question 1
What bestdescribes the liability of limited partners in a limited partnership?
A. Their liability includes personal assets.
B. Their liability is limited to their investment
C. They are liable only to the extent of the daily business activities they participate in.
D. They are not liable for debts and losses incurred in business operations.
Question 2
An investor has earned additional Income and is looking to invest in a security that guarantees returns over.
The next seven years. What is the Best option for purchase?
A. Proffered shares
B. Provincial saving bond
C. Common shares
D. Exchange-traded fund.
Question 3
What is a characteristicof provincial savings bonds?
A. Can be issued Internationally.
B. Backed by provincial assets
C. Available only at a certain time
D. Mature every six months
Question 4
Billy owns shares of 143 Financing inc, in a discretionary account. He wants to exercise his right to vote at the company's annual general meeting, but will be away on a business trip. Who can vote on Billay's behalf?
A. Only by Billy
B. His dealer as long as there is a signed consent on file
C. Any person whom he has designated Through a proxy
D. His Investment advisor who has discretionary Investment duties
Question 5
What is the settlement date for Government of Canada bones?
A. Three business days after the transaction.
B. same day me transaction takes place.
C. One business day after the transaction
D. Two business days after the transaction
Solutions:
| Question 1 Answer: B | Question 2 Answer: B | Question 3 Answer: C | Question 4 Answer: C | Question 5 Answer: C |
We are confident about the products and aim to help you pass with ease. In case of failure, we will provide a no hassle full money back guarantee for the purchasing fee.
1115 Customer Reviews
Quality and ValueITbraindumps Practice Exams are written to the highest standards of technical accuracy, using only certified subject matter experts and published authors for development - no all study materials.
Tested and ApprovedWe are committed to the process of vendor and third party approvals. We believe professionals and executives alike deserve the confidence of quality coverage these authorizations provide.
Easy to PassIf you prepare for the exams using our ITbraindumps testing engine, It is easy to succeed for all certifications in the first attempt. You don't have to deal with all dumps or any free torrent / rapidshare all stuff.
Try Before BuyITbraindumps offers free demo of each product. You can check out the interface, question quality and usability of our practice exams before you decide to buy.