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100% ICMA SOFQ Guaranteed Success With Testing Engine

Exam Code: SOFQ

Exam Name: Securities Operations Foundation Qualification (SOFQ)

Updated: Oct 06, 2026

Number: 50 Q&As with Testing Engine

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ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Demonstrate how Operations manages the securities through its various activities
  • Identify the similarities and differences between equities and bonds
Topic 2
  • Role of Client Onboarding
  • An Introduction to International Securities
  • Recognise and identify corporate actions
Topic 3
  • Trade Execution and Immediate Post-trade
  • Demonstrate an understanding of how equities and bonds are brought to the marketplace
Topic 4
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle
Topic 5
  • Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
  • Trade Capture and Confirmation

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

ICMA SOFQ Exam Overview:

Certification Vendor:International Capital Market Association (ICMA)
Exam Name:Securities Operations Foundation Qualification (SOFQ)
Exam Number:SOFQ
Exam Format:Remote proctored, Multiple-choice questions, Computer-based
Available Languages:English
Passing Score:60% (30/50)
Real Exam Qty:50
Exam Price:GBP 995 (ICMA members), GBP 1,400 (non-members) + VAT
Exam Duration:120 minutes
Certificate Validity Period:Valid indefinitely
Recommended Training:Official SOFQ Online Course & Study Materials
Exam Registration:ICMA SOFQ Registration
Sample Questions:ICMA SOFQ Sample Questions
Exam Way:Online with remote invigilation; accessible from home/office
Pre Condition:No formal prerequisites; suitable for those entering securities operations
Official Syllabus URL:https://www.icmagroup.org/executive-education/icma-executive-education-courses/securities-operations-foundation-qualification-sofq-online-new/

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